Rudy S. Hogan

Rudy S. Hogan

Education

  • 1970 Graduated with BBA –Morehead State University
  • 1975 University of Dayton OH-Accounting
  • 1994 University of Pennsylvania/The Wharton School/ The Securities Industry Institute

Employment History

  • 1982 joined J.C. Bradford and Company
  • 2000 Bradford became Payne Webber/UBS
  • 2002 joined Morgan Keegan
  • 2004 KJM Securities
  • 2010 LPL Financial
  • 2015 Sterne Agee/SA Stone Wealth Management

Exams

  • 1982 Series 7 General Securities Sales Representative Exam
  • 1982 Series 63 Uniform Securities Agent State Law Exam
  • 1987 Series 8 General Securities Sales Supervisor Exam
  • 1991 Series 65 Uniform Investment Advisor Law Exam
  • 1992 Series 3 National Commodity Futures Exam
  • 2010 Series  66 Uniform Combined State Law Exam